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Criteria:
This award recognizes the advisor who has displayed excellence over the past 12 months in alternative solutions, namely investments in asset classes other than stocks, bonds and cash, featuring low correlations to traditional asset classes.
Alternative solutions may include equity or fixed income mutual funds using alternative strategies, real estate, infrastructure, commodities, hedge funds, private equity and structured products.
Self-nominations are welcomed.
When judging this category, the following criteria will be considered:
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This award recognizes the advisor who has displayed excellence over the last 12 months in socially responsible investments.
Self-nominations are welcomed.
When judging this category, the following criteria will be considered:
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Wholesalers are essential in the fund-advisor relationship. This award recognizes the wholesaler who has displayed excellence over the past 12-18 months, offers superior service to advisors.
Self-nominations are welcomed.
When judging this category, the following criteria will be considered:
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This award is one of the highest accolades offered to an individual in the wealth management and financial planning industry.
This award recognizes the most outstanding advisors in the main regions of the U.S. from an advisory firm or team, regardless of business size and model.
Self-nominations are welcomed.
When judging this category, the following criteria will be considered:
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This award goes to the CEO who has demonstrated exceptional leadership over the past 12 months, bringing their organization to a new level of growth and success and stimulating the wealth management industry.
Nominees must be a CEO/President/equivalent of an advisory network, advisory firm, fund company, or service provider to advisors
When judging this category, the following criteria will be considered:
This award recognizes the outstanding trailblazer in the wealth management and financial planning industry who has shown a meaningful commitment and impact on diversity in financial services.
Criteria:
This is the highest honour and most coveted award at the InvestmentNews Awards.
This award recognizes and celebrates a leading figure who has contributed much to the advancement of the wealth management and financial planning industry in the US.
This award will acknowledge an individual with an established history and reputation of distinguished service to the wealth management and financial planning profession. This individual has exhibited leadership and provided inspiration to others, whilst putting the interests of the industry at the top of their priorities throughout their career.
There are no finalists for this category. Nominations will be evaluated by the IN team. The recipient of this award will be contacted 3-4 weeks before the awards event and will be announced at the IN Awards.
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This award recognizes the advisor who has displayed excellence in their first three years as an advisor.
To be eligible, nominees must have been accredited as an advisor on or after January 1, 2021.
Self-nominations are welcomed.
When judging this category, the following criteria will be considered:
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This award recognizes the advisor or advisory team whose outstanding contribution of time, leadership and financial support over a sustained period of time, beyond normal expectations, has made significant impacts in the receiving causes or communities.
Self-nominations are welcomed.
When judging this category, the following criteria will be considered:
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This award recognizes the most outstanding advisory firm (including full-time equivalents, advisors and support staff) that has displayed excellence over the past 12 months.
Advisory teams or offices may nominate themselves and the IN team will also consider input from peers, partners, and clients.
When judging this category, the following criteria will be considered:
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This award recognizes the most outstanding advisory team or office with 10 staff or more (including full-time equivalents, advisors and support staff) that has displayed excellence over the past 12 months.
Advisory teams or offices may nominate themselves and the IN team will also consider input from peers, partners, and clients.
When judging this category, the following criteria will be considered:
Criteria:
This award recognizes the most outstanding advisory team or office with fewer than 10 staff (including full-time equivalents, advisors and support staff) that has displayed excellence over the past 12 months.
Advisory teams or offices may nominate themselves and the IN team will also consider input from peers, partners, and clients.
When judging this category, the following criteria will be considered:
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This award is given to the advisory team, firm, office or network that has best harnessed technology and digital solutions to improve their business, aid their advisors, and leverage overall client experience over the past 12-18 months.
This category looks at the organization’s use of wealth technology and digital platform/solution/resource/software/s such as (but not limited to) CRM, digital marketing, mobile technology, electronic document management, connectivity platforms, and collaboration tools.
Service/solution providers are not eligible nominees in this category as this is a category for advisory teams or offices using the service/solution/tool/s.
Self-nominations are welcomed.
When judging this category, the following criteria will be considered:
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This award recognizes a multi-office advisor network, brokerage, or fund provider’s commitment to building a workplace that recognizes excellence and supports career growth for all.
This award recognizes the company that has earned the reputation to be called an employer of choice within the wealth management and financial planning industry.
Nominations by employees, partners, peers, and clients are welcome.
When judging this category, the following criteria will be considered:
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This award recognizes the outstanding asset management firm which consistently delivers superior advisor service while pushing the boundaries with innovation and industry best practices over the past 12 months.
When judging this category, the following criteria will be considered:
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This award recognizes the most outstanding Broker-Dealer/Custodian that has displayed excellence over the last 12 months.
When judging this category, the following criteria will be considered:
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This award acknowledges the contributions of an organization with a proven track record of providing the financial planning and wealth management industry with exceptional services and tools to better serve their clients.
When judging this category, the following criteria will be considered:
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This award acknowledges the efforts and impact made by an organization in the field of diversity, equity and inclusion. The winning organization will have demonstrated how it has prioritized these initiatives and the resources they have allocated to it.
Self-nominations are welcome as are nominations by employees, partners, peers, and clients are welcome.
When judging this category, the following criteriawill be considered: